
This senior leadership role serves as the Deputy Chief Compliance Officer for New York Life's retail securities subsidiaries, acting as the second-in-command to the Chief Compliance Officer. The position involves overseeing the core compliance program, including risk assessments, policy design, and supervisory technology modernization for a large field distribution system. Key responsibilities include deputizing for the CCO during regulatory examinations, managing anti-money laundering programs, and leading initiatives to integrate AI and data analytics into compliance monitoring. The role appeals to experienced professionals seeking to shape the strategic direction of a modernized compliance function within a Fortune 100 company known for its 180-year legacy of integrity. The position offers a hybrid work arrangement and the opportunity to mentor a high-performing team while driving innovation in a collaborative, purpose-driven environment.



















