Principal Associate, Capital Markets & Risk - SOX
Not Disclosed•Full-TimeOn-site
location_onGrace Street Commercial Historic District, Byrd Street Cycle Track, Richmond, Virginia, 23284, United States
About the Team
Capital One's Sarbanes-Oxley (SOX) Advisory team within Finance Risk Management (FRM) is a dedicated group of professionals focused on delivering top-quality external reporting risk advisory services. The team leverages a detailed understanding of the full end-to-end risk management and controls process to advise on SOX, the associated risk and control environment, and identify opportunities to further strengthen the financial reporting environment to meet industry, auditor, and regulator expectations.
Work location
Work model: On-site
Grace Street Commercial Historic District, Byrd Street Cycle Track, Richmond, Virginia, 23284, United States
Richmond, Virginia
Key Responsibilities
- check_circleLead lines of business through risk management including scoping, assessment, control design, testing, and reporting
- check_circleSupport technology and business transformation by assessing required control changes for financial reporting
- check_circlePerform analysis and report control performance metrics to assist in quarterly stakeholder reporting
- check_circleLiaise between business performers, risk offices, auditors, and executives to communicate risks and remediation actions
Similar Job Opportunities
Skills, education and keywords
Skills: Sarbanes-Oxley, Sox, Risk Management, Financial Reporting, Internal Controls, Audit, Auditing, Control Evaluations, Cpa, Cia.
Education: Bachelor's Degree or military experience.
Frequently asked questions about Principal Associate, Capital Markets & Risk - SOX at Capital One
What does a Principal Associate, Capital Markets & Risk - SOX at Capital One do?expand_more
In this Principal Associate, Capital Markets & Risk - SOX at Capital One role, you will lead lines of business through risk management including scoping, assessment, control design, testing, and reporting; support technology and business transformation by assessing required control changes for financial reporting; perform analysis and report control performance metrics to assist in quarterly stakeholder reporting; and liaise between business performers, risk offices, auditors, and executives to communicate risks and remediation actions.
What are the requirements for this Principal Associate, Capital Markets & Risk - SOX role?expand_more
Capital One is looking for candidates who meet the following requirements: Bachelor's Degree or military experience; At least 3 years of experience in Accounting, Financial Reporting, Internal Controls, Audit, or a combination; At least 3 years of experience in Auditing and Control Evaluations; At least 3 years of experience in SOX controls; Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or equivalent certification; and Not eligible for employment authorization sponsorship.