Compliance Testing Associate
Not Disclosed•Full-TimeHybrid
location_onGreater Bethel Missionary Baptist Church, 1207, North Jefferson Street, Tampa Heights, Tampa, Hillsborough County, Florida, 33602, United States
With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 20 locations around the world, DTCC automates, centralizes, and standardizes the processing of financial transactions, mitigating risk and driving efficiency for thousands of broker/dealers, custodian banks, and asset managers. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion.
Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, and data services across asset classes. DTCC is committed to creating a workplace that looks like the world it serves, fostering a thriving internal community and investing in employee growth.
The General Counsel's Office is a valued, trusted, and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters. The Compliance Department is dedicated to protecting DTCC against risks of non-compliance with applicable laws and regulatory matters affecting DTCC and its subsidiaries, including evaluating and responding to new and changing federal, state, local, and administrative regulations.
As an Associate on the Compliance Testing team, you will be a key partner in identifying impactful issues in the design and effectiveness of controls. This role exists to ensure the integrity of DTCC's compliance control environment through rigorous testing and reliable documentation. You will participate in the full lifecycle of compliance projects, from test planning and fieldwork execution to reporting. Success in this role means not only identifying deficiencies but also working collaboratively with the business to develop sustainable corrective actions and process enhancements.
You will join a dynamic, global team where you are encouraged to take an active role in your own career development. The position offers the opportunity to make meaningful contributions at a company recognized as a thought leader in both the financial services and technology industries.
DTCC proudly supports Flexible Work Arrangements that favor openness and give people the freedom to do their jobs well. This role operates under a flexible/hybrid model consisting of 3 days onsite and 2 days remote. Onsite days are typically Tuesdays and Wednesdays, with a third day unique to each team or employee.
DTCC is an equal opportunity employer and values diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
Work model: Hybrid
Greater Bethel Missionary Baptist Church, 1207, North Jefferson Street, Tampa Heights, Tampa, Hillsborough County, Florida, 33602, United States
Tampa, Florida
Bachelor's degree or equivalent experience
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Skills: Compliance Testing, Compliance Risk, Risk Management, Control Testing, Compliance Principles, Compliance Controls, Compliance Strategy.
Education: Bachelor's degree preferred or equivalent experience.