Client Associate
Not Disclosed•Full-TimeOn-site
location_onSalt Lake County Government Center (South), 2001, State Street, Liberty Wells, Salt Lake City, Salt Lake County, Utah, 84114, United States
Wells Fargo Advisors is seeking a Client Associate to join the Wealth and Investment Management team. In this position, you will serve as a vital support partner to Profit Formula Financial Advisors, helping to facilitate exceptional client service and operational excellence.
You will act as the primary liaison for client inquiries and referral sources, ensuring that all account-related information, quotes, and documentation are handled with precision. Your day-to-day involves managing client appointments, establishing new accounts, and maintaining the rigorous filing and record-keeping standards necessary to support the growth of client relationships. By bridging the gap between advisors and clients, you help create a seamless experience that balances strong customer relationships with a compliance-driven culture.
Candidates for this role must successfully complete a FINRA background screening prior to hire. Individuals subject to statutory disqualification under FINRA rules are not eligible for association with a FINRA-registered broker-dealer. Successful candidates will also be expected to comply with ongoing regulatory obligations, including periodic screening and mandatory reporting of certain incidents.
Please note that this position is not eligible for Visa sponsorship. Additionally, specific compliance policies regarding outside activities and personal investing apply; affected employees will be required to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements.
Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Our culture emphasizes building strong customer relationships balanced with a strong risk-mitigating and compliance-driven approach. Employees are accountable for executing risk programs and adhering to policies that ensure the safety and success of our clients and the company. We encourage proactive monitoring, governance, and sound risk decisions commensurate with our business unit's risk appetite.
For candidates applying in Canada, applications are encouraged from all qualified candidates, including women, persons with disabilities, Aboriginal peoples, and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Wells Fargo maintains a drug-free workplace. Third-party recordings are prohibited unless authorized by Wells Fargo, and candidates are required to directly represent their own experiences during the recruiting and hiring process. For more information on disability inclusion or our drug and alcohol policy, please visit the Wells Fargo careers website.
Work model: On-site
Salt Lake County Government Center (South), 2001, State Street, Liberty Wells, Salt Lake City, Salt Lake County, Utah, 84114, United States
Salt Lake City, Utah
Brokerage client support experience or financial services industry experience, administrative support experience in financial services, experience interacting directly with customers, intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills, client service focus with the ability to listen to customer needs and recommend solutions, ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment.
