Advisor Licensing Program
Not Disclosed•Full-TimeRemote
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At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation's leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services. We foster a collaborative environment where you have the freedom to make an impact while helping clients pursue their financial goals.
Our mission is unified: we take care of our advisors and institutions so they can take care of their clients. We support over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
The Advisor Licensing Program is designed to provide aspiring Financial Advisors with the foundational skills necessary for a successful career in wealth management. This 6-month program offers comprehensive training on LPL's systems and procedures, tutoring to obtain necessary FINRA licenses (Series 7 & 66), and coaching from our leadership team.
Upon completing licensure and necessary milestones, program participants graduate as Associate Financial Advisors within the Wealth Advisor Group. This group consists of corporate employee advisors who provide investment solutions to mass affluent investors virtually and over the phone. You will examine clients' immediate and long-term investment needs, help design solutions that best meet their individual financial goals, and contribute to growing our book of 120,000 clients. The role requires a blend of client relationship management, comprehensive financial planning, investment solutions, and consultative selling.
We are looking for strong collaborators who thrive in a fast-paced environment and are client-focused. At LPL, you will find:
To apply, please log in or create an account on our careers portal. Principals only.
Interview Security Notice: LPL will only communicate with a job applicant directly from an @lplfinancial.com email address. We will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant's bank or credit card. Should you have any questions regarding the application process, please contact LPL's Human Resources Solutions Center at (855) 575-6947.
LPL Financial is an Equal Opportunity Employer. We consider qualified applicants regardless of background, race, color, religion, gender, sexual orientation, national origin, age, disability, or veteran status. We embrace diverse perspectives and backgrounds to build a stronger team.
Work model: Remote
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SIE is preferred or strongly encouraged to have completed before start date. High integrity, detail oriented and ability to evaluate and mitigate risk. Must have excellent communication skills, an avid listener, and strong business writing skills. Passion for financial services and client service. Organized with their time, and able to pass multiple FINRA licensing examinations. Telephone service/client relationship management skills. Prior financial tele-sales, trading or call center service experience. Previous experience as financial advisor or delivering advice and guidance to retail clients. Basic understanding of financial planning concepts, investment markets, and account types. Entrepreneurial mind set, self-starter and quickly adapt to a fast paced environment. Proficient in Microsoft Office and web based applications. Ability to assist customers in call center environment while accessing data via multiple PC lookup applications. Must have excellent PC and data input skills.
Skills: Microsoft Office, Web Based Applications, PC Lookup Applications, Data Input, Client Relationship Management, Financial Planning, Investment Solutions, Consultative Sales, Risk Mitigation, Compliance.
Education: Bachelor's degree or equivalent.
