VP Compliance - Life Insurance
Not Disclosed•Full-TimeOn-site
location_onEast Village, Des Moines, Polk County, Iowa, 50309, United States
About the Organization
We are partnering with a growing and highly respected insurance organization dedicated to providing life insurance and annuity solutions. As the company expands, it seeks to strengthen its foundational governance and regulatory posture.
About the Role
The Vice President of Compliance for Life Insurance & Annuities will serve as a strategic leader, supporting and directing enterprise-wide compliance initiatives. This position offers broad exposure across compliance, operations, legal, risk, and executive leadership.
The role exists to fortify the organization's regulatory processes, governance frameworks, and overall compliance strategy. You will act as a key advisor to leadership on regulatory developments and best practices, ensuring the business operates with integrity and efficiency. The day-to-day involves navigating complex regulatory inquiries, overseeing market conduct examinations, and fostering a culture of accountability and ethical conduct within the compliance team.
Hiring Process
Candidates will be evaluated based on their strategic vision, regulatory expertise, and ability to influence cross-functional stakeholders. The selection process focuses on identifying leaders who can drive operational efficiencies and enhance internal controls in fast-paced, highly regulated environments.
Equal Opportunity
We are an equal opportunity employer committed to building a diverse and inclusive workforce.
Work location
Work model: On-site
East Village, Des Moines, Polk County, Iowa, 50309, United States
Des Moines, Iowa
Key Responsibilities
- check_circleOversee enterprise compliance programs, policies, and regulatory initiatives
- check_circleManage consumer complaints, DOI inquiries, and regulatory matters
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Frequently asked questions about VP Compliance - Life Insurance at Oliver James
What does a VP Compliance - Life Insurance at Oliver James do?expand_more
In this VP Compliance - Life Insurance at Oliver James role, you will oversee enterprise compliance programs, policies, and regulatory initiatives; manage consumer complaints, doi inquiries, and regulatory matters; support market conduct examinations, audits, and regulatory response efforts; and identify compliance trends, operational risks, and remediation opportunities.
What are the requirements for this VP Compliance - Life Insurance role?expand_more
To qualify for the VP Compliance - Life Insurance at Oliver James position, applicants should have: 5+ years of life insurance and/or annuity compliance experience; and Strong understanding of insurance regulatory frameworks and market conduct expectations.
Where is the VP Compliance - Life Insurance role at Oliver James located?expand_more
VP Compliance - Life Insurance at Oliver James is based in East Village, Des Moines, Polk County, Iowa, 50309, United States. This is a on-site role.
Is this VP Compliance - Life Insurance job remote, hybrid, or on-site?expand_more
Oliver James has listed this VP Compliance - Life Insurance role as on-site.