VP, AI Governance & Responsible AI
Not Disclosed•Full-TimeOn-site
location_on601, West 6th Street, Fourth Ward, Uptown, Charlotte, Mecklenburg County, North Carolina, 28202, United States
Build a career that matches your initiative with an impressive dose of innovation. At LPL Financial, you will find the ingredients you need to shape your success while helping clients pursue their financial goals. From cutting-edge resources and a collaborative environment to the freedom to make an impact, we offer the support necessary to drive your professional growth.
LPL Financial Holdings Inc. is among the fastest-growing wealth management firms in the U.S. As the nation's leading independent broker-dealer, we support over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions. We service and custody approximately $2.3 trillion in brokerage and advisory assets on behalf of 8 million Americans. Our mission is unified: we take care of our advisors and institutions so they can take care of their clients. We provide a wide range of advisor affiliation models, investment solutions, fintech tools, and practice management services, ensuring flexibility for our partners to run thriving businesses.
This strategic leadership role sits at the intersection of technology, risk management, regulatory compliance, and business strategy. As the Vice President of AI Governance & Responsible AI, you will lead the development and implementation of comprehensive AI governance frameworks. You will partner with executive leadership, data science teams, legal, compliance, and business units to embed responsible AI practices throughout the organization.
Your day will involve establishing responsible AI principles, driving ethical AI adoption, and enabling technical innovation while ensuring compliance with evolving regulatory standards. You will chair AI governance committees, oversee model risk management forums, and collaborate with cross-functional teams to translate regulatory guidance into actionable technical controls. This role is designed for a leader who thrives in fast-paced, team-oriented environments and is driven to help our clients succeed through integrity and creativity.
LPL Financial is committed to a secure and transparent hiring process. We will only communicate with job applicants directly from an @lplfinancial.com email address. Interviews are never conducted in chatroom forums, and LPL will never request payment or sensitive banking information during the interview process.
To apply, please log in or create an account on our careers portal. If you have questions regarding the application process, please contact LPL's Human Resources Solutions Center at (855) 575-6947.
We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together. At LPL, we support workplace equality and embrace diverse perspectives and backgrounds. We believe that everyone deserves objective financial guidance, and our team reflects the diverse communities we serve. We encourage our employees to focus on community impact and maintain a balance between work and life through our comprehensive Total Rewards package.
Principals only. EOE.
Work model: On-site
601, West 6th Street, Fourth Ward, Uptown, Charlotte, Mecklenburg County, North Carolina, 28202, United States
Charlotte, North Carolina
Advanced degree (Master's or PhD) in Computer Science, Data Science, Statistics, Engineering, Ethics, Law, or related field. Professional certifications such as CISSP, CIPP, or Certified AI Practitioner. Experience with AI governance frameworks like NIST AI Risk Management Framework, EU AI Act, or ISO/IEC standards. Hands-on experience with AI/ML development tools (Python, TensorFlow, PyTorch, cloud ML services). Experience implementing AI governance technology solutions (model risk management platforms, bias detection tools, ML observability systems). Background in multiple financial services domains (credit risk, fraud detection, algorithmic trading, customer analytics). Experience with large-scale organizational transformation initiatives related to AI, data, or technology governance.
Skills: Ai Governance, Responsible Ai, Ai Ethics, Risk Management, Model Risk Management, Machine Learning, Supervised Learning, Unsupervised Learning, Deep Learning, Natural Language Processing.
Education: Advanced degree (Master's or PhD) in Computer Science, Data Science, Statistics, Engineering, Ethics, Law, or related field preferred; Advanced degree (Master's or PhD) in Computer Science, Data Science, Statistics, Engineering, Ethics, Law, or related field preferred.
