Regulatory Accounting and Reporting Manager At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We live that vision through our values of being bold, humble and accountable. The Role: The position reports to the Senior Director, Regulatory Accounting and Reporting and is responsible for the preparation of broker/dealer month end close reports and regulatory filings, ensuring compliance with the requirements of GAAP, FINRA and SEC Rules. Responsibilities: Assist in ensuring the integrity of financial data and compliance with GAAP and in maintaining proper internal controls over regulatory and financial reporting. Participate in the month end financial close process including preparing month end balance sheet reconciliations and income statement analysis. Prepare filings for other domestic and international regulators. Prepare the Customer Reserve computation in compliance with Rule 15c3-3, Net Capital computation in compliance with SEC Rule 15c3-1, Focus Report and supplemental reports in compliance with Rule 17a-5, ATS-R Report in compliance with SEC Rule ATS and the Company’s 10K and 10Q filings. Support the annual audit and quarterly review with internal and external auditors, SEC and FINRA exams and inquiries from other regulatory agencies. Recommend and assist in implementing process improvements to continually improve departmental productivity. Qualifications: Bachelor's degree in Accounting or Finance. Minimum of 5 to 7 years' accounting experience. Ability to work and excel in an innovative, fast-paced environment; excellent analytical and oral/written communication skills. Collaborative team-player, with the ability to develop relationships with key stakeholders across the Forge organization. Strong Excel and general PC skills. Working knowledge of US GAAP, PCAOB and AICPA standards, SEC and FINRA Rules. Series 99 desired; candidate will be required to obtain upon hiring. Must be able to sit and/or stand for long periods of time in an office or home office setting while working. For residents of San Francisco/Bay Area, CA or New York, NY the annual salary range including bonus for this role is $125,000 - $170,000 bonus. Final offers may vary from the amount listed based on geography, candidate experience and expertise, annual bonus, and other factors. Forge is proud to be an equal opportunity employer and values diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status. J-18808-Ljbffr